FinTech & Financial Services

AI Growth Intelligence
Built for Finance.

MiFID II compliant. SOX-ready. GDPR Article 6 aligned. DominateMarket delivers institutional-grade growth intelligence for wealth managers, insurers, banks, and FinTech companies — without ever compromising regulatory standing.

Request Financial Services Pricing Book a FinTech Demo

$340M+

AUM growth tracked for clients

1,800+

Financial services clients

66%→91%

Insurance renewal retention

Compliance incidents reported

Compliance & Certifications

Regulatory-Grade Compliance Stack

Every regulation required by FCA, SEC, FINRA, and global financial regulators — built in from day one, not bolted on.

MiFID II Compliant

Markets in Financial Instruments Directive II — full best execution, transaction reporting, and investor protection compliance.

SOX Compliant

Sarbanes-Oxley Act compliance for financial reporting integrity, internal controls, and audit trail requirements.

GDPR Article 6 & 9

Lawful basis processing for financial data under GDPR, including legitimate interest and contractual necessity frameworks.

SOC 2 Type II

Independent third-party audit of security, availability, processing integrity, confidentiality, and privacy controls.

PCI DSS Level 1

Payment Card Industry Data Security Standard Level 1 — the highest tier of payment data protection.

AES-256 Encryption

Military-grade encryption at rest and in transit. All financial data is encrypted end-to-end with zero-knowledge architecture.

CCPA & GLBA

California Consumer Privacy Act and Gramm-Leach-Bliley Act compliance for US financial institutions and their customers.

On-Prem / Private Cloud

Deploy within your own regulated infrastructure for maximum data sovereignty and regulatory control.

Built for Every Financial Institution

From boutique RIAs to global insurers — we have a compliant deployment model for your growth objectives.

Wealth Management & RIAs

HNW prospect identification & scoring
AUM growth pipeline automation
Client retention & churn prediction
Referral network intelligence
Regulatory-compliant outreach

Insurance & Reinsurance

Commercial lines prospect targeting
Renewal retention automation
Broker & agent relationship mapping
Claims pattern intelligence
Cross-sell & upsell analytics

Banking & Lending

SMB lending pipeline intelligence
Treasury & cash management outreach
Deposit growth campaigns
Correspondent banking relationships
Regulatory change monitoring

FinTech & Payments

B2B SaaS sales intelligence
Payment processor partnership mapping
Embedded finance opportunity discovery
Regulatory sandbox monitoring
Competitive landscape analysis

MiFID II & SOX Workflows

Grow Without
Regulatory Risk.

Every workflow is designed with MiFID II, SOX, and GDPR at the core. Financial data is automatically classified, regulated communications are pre-approved, and every action is logged for regulatory audit readiness.

Regulatory-Aware Data Ingestion

All financial data is processed through MiFID II and SOX-compliant pipelines. PII is automatically detected, classified, and handled under appropriate legal bases with full audit trails.

Compliant Prospect Intelligence

Identify HNW individuals, institutional investors, and commercial prospects using regulatory-compliant data sources — no dark patterns, no GDPR violations, no MiFID II breaches.

Multi-Channel Regulated Outreach

Orchestrate compliant outreach across email, LinkedIn, and direct channels with built-in FCA, SEC, and FINRA communication guidelines baked into every template.

SOX-Ready Audit Reporting

Every action is logged with immutable audit trails. Generate SOX compliance reports, MiFID II transaction records, and GDPR data processing logs on demand.

MiFID II compliant by default

Financial Success Stories

Real Results from Real Financial Institutions

Meridian Wealth Partners

RIA · $2.1B AUM · New York

The Challenge

Stagnant AUM growth with no systematic HNW prospect pipeline. Advisors spending 60% of time on manual prospecting with poor conversion.

The Result

AI-powered HNW prospect intelligence and compliant outreach automation added $340M in new AUM within 14 months with zero compliance incidents.

New AUM added+$340M

Compliance incidents0

Advisor time saved60%

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Regulatory Advantage Built In

Every layer of our infrastructure is designed for financial-grade regulatory requirements.

Audit-Ready

SOX Audit Trails

Every data access, modification, and export is logged with immutable timestamps. Generate SOX Section 302 and 404 compliance reports on demand — no scrambling at audit time.

FCA Aligned

MiFID II Best Execution

All client communication workflows are pre-screened against MiFID II best execution and suitability requirements. FCA and ESMA-aligned templates built in.

Mission-Critical

99.99% Uptime SLA

Financial markets don't sleep. Our SLA guarantees 99.99% availability with dedicated financial services failover infrastructure and 24/7 NOC monitoring.

Financial Services Inquiry

Start the Financial Conversation

Our financial services team responds within 2 business hours. Compliance documentation and regulatory alignment reports available immediately.

Full Name *

Work Email *

Firm / Company *

Institution Type *

Primary Use Case

AUM / Revenue Scale

Requirements & Regulatory Context

0/500

MiFID II compliance documentationSOX audit trail reportsGDPR data processing recordsOn-premises deployment

Responses within 2 business hours · MiFID II & SOX documentation available · Regulatory alignment report included

AI Growth IntelligenceBuilt for Finance.